List of Financial Regulatory Authorities by Country

Source : http://freepay.fr/freepay/services/ISIN/SEC_afficher.php

Country Code SEC City Name Country Name
AE Securities and Commodities Authority Abu Dhabi UNITED ARAB EMIRATES
AL Albanian Financial Supervisory Authority Tirana ALBANIA
AM Central Bank of Armenia Yerevan ARMENIA
AR Comisión Nacional de Valores Buenos Aires ARGENTINA
AT Financial Market Authority Vienna AUSTRIA
AU Australian Securities and Investments Commission Sydney AUSTRALIA
BA-BH Securities Commission of the Federation of Bosnia and Herzegovina Sarajevo BOSNIA AND HERZEGOVINA, FEDERATION OF
BA-RS Securities Commission Banja Luka SRPSKA, REPUBLIC OF
BB Securities Commission of Barbados Barbados BARBADOS
BD Securities and Exchange Commission Dhaka BANGLADESH
BE Banking, Finance And Insurance Commission Brussels BELGIUM
BG Financial Supervision Commission Sofia BULGARIA
BH Central Bank of Bahrain Manama BAHRAIN, KINGDOM OF
BM Bermuda Monetary Authority Hamilton BERMUDA
BN Brunei International Financial Center of the Ministry of Finance Bandar Seri Begawan BRUNEI
BO Superintendencia de Pensiones, Valores y Seguros La Paz BOLIVIA
BR Comissão de Valores Mobiliários Rio de Janeiro, RJ BRAZIL
BS Securities Commission of the Bahamas Nassau BAHAMAS, THE
CA-AB Alberta Securities Commission Calgary CANADA
CA-BC British Columbia Securities Commission Vancouver CANADA
CA-MB Manitoba Securities Commission Winnipeg CANADA
CA-NB New Brunswick Securities Commission Saint John CANADA
CA-NL Newfoundland and Labrador Financial Services Regulation St. John CANADA
CA-NS Nova Scotia Securities Commission Halifax CANADA
CA-NT Northwest Territories Securities Registry Yellowknife CANADA
CA-NU Nunavut Registrar of Securities Iqaluit CANADA
CA-ON Ontario Securities Commission Toronto CANADA
CA-PE Prince Edward Island Securities Office Charlottetown CANADA
CA-QC Autorité des marchés financiers du Québec Montréal CANADA
CA-SK Saskatchewan Financial Services Commission Regina CANADA
CA-YT Yukon Securities Office Whitehorse CANADA
CH Commission fédérale des banques Berne SWITZERLAND
CI Conseil régional de l’épargne publique et des marchés financiers Lusaka Côte d’Ivoire
CL Superintendencia de Valores y Seguros Santiago CHILE
CN China Securities Regulatory Commission Beijing CHINA, PEOPLE’S REPUBLIC OF
CO Superintendencia Financiera de Colombia Bogotá COLOMBIA
CR Superintendencia General de Valores San José COSTA RICA
CY Cyprus Securities and Exchange Commission Nicosia CYPRUS, REPUBLIC OF
CZ Czech National Bank Praha CZECH REPUBLIC
DE Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin) Frankfurt am Main GERMANY
DK Finanstilsynet Frederiksberg DENMARK
DO Superintendencia de Valores de la República Dominicana Santo Domingo DOMINICAN REPUBLIC
DZ Commission d’organisation et de surveillance des opérations de bourse Alger ALGERIA
EC Superintendencia de Compañías Quito ECUADOR
EE Financial Supervision Authority (Finantsinspektioon) Tallinn ESTONIA
EG Capital Market Authority Cairo EGYPT
ES Comisión Nacional del Mercado de Valores Madrid SPAIN
FI Financial Supervision Authority Helsinki FINLAND
FR Autorité des marchés financiers Paris FRANCE
GB Financial Services Authority London UNITED KINGDOM
GG Guernsey Financial Services Commission St. Peter Port GUERNSEY
GH Securities and Exchange Commission Accra GHANA
GI Financial Services Commission Gibraltar GIBRALTAR
GR Hellenic Republic Capital Market Commission Athens GREECE
HK Securities and Futures Commission Hong Kong HONG KONG
HN Comisión Nacional de Bancos y Seguros (National Banks and Securities Commission) Tegucigalpa HONDURAS
HR Croatian Financial Services Supervisory Agency Zagreb CROATIA, REPUBLIC OF
HU Hungarian Financial Supervisory Authority Budapest HUNGARY
ID Indonesian Capital Market and Financial Institutions Supervisory Agency Jakarta INDONESIA
IE Central Bank and Financial Services Authority Dublin IRELAND
IL Israel Securities Authority Jerusalem ISRAEL
IM Financial Supervision Commission Douglas ISLE OF MAN
IN Securities and Exchange Board of India (SEBI) Mumbai INDIA
IT Commissione Nazionale per le Società e la Borsa Roma ITALY
JE Jersey Financial Services Commission St. Helier JERSEY
JM Financial Services Commission Kingston JAMAICA
JO Jordan Securities Commission Amman JORDAN
JP Financial Services Agency Tokyo JAPAN
KE Capital Markets Authority Nairobi KENYA
KG State Agency for Financial Surveillance and Accounting Bishkek KYRGYZ REPUBLIC
KR Financial Services Commission/Financial Supervisory Service (FSC/FSS) Seoul KOREA
KZ Financial Supervision Agency Almaty KAZAKHSTAN, REPUBLIC OF
LK Securities and Exchange Commission Colombo SRI LANKA
LT Lithuanian Securities Commission Vilnius LITHUANIA
LU Commission de surveillance du secteur financier Luxembourg LUXEMBOURG, GRAND DUCHY OF
MA Conseil déontologique des valeurs mobilières Rabat MOROCCO
ME Securities Commission of the Republic of Montenegro Podgorica MONTENEGRO
MK Securities and Exchange Commission Skopje FORMER YUGOSLAV REPUBLIC OF MACEDONIA
MN Financial Regulatory Commission Ulaanbaatar MONGOLIA
MT Malta Financial Services Authority Attard MALTA
MU Financial Services Commission Port-Louis MAURITIUS, REPUBLIC OF
MW Reserve Bank of Malawi Blantyre MALAWI
MX Comisión Nacional Bancaria y de Valores México MEXICO
MY Securities Commission Kuala Lumpur MALAYSIA
NG Securities and Exchange Commission Lagos NIGERIA
NL The Netherlands Authority for the Financial Markets Amsterdam NETHERLANDS, THE
NO Kredittilsynet Oslo NORWAY
NZ Securities Commission Wellington NEW ZEALAND
OM Capital Market Authority Muscat OMAN, SULTANATE OF
PA Comisión Nacional de Valores Panama PANAMA, REPUBLIC OF
PE Comisión Nacional Supervisora de Empresas y Valores Lima PERU
PG Securities Commission Port Moresby PAPUA NEW GUINEA
PH Securities and Exchange Commission Manila PHILIPPINES
PK Securities and Exchange Commission Islamabad PAKISTAN
PL Financial Supervision Authority Warsaw POLAND
PT Comissão do Mercado de Valores Mobiliários Lisboa PORTUGAL
RO Romanian National Securities Commission Bucharest ROMANIA
RS Securities Commission Novi Beograd SERBIA, REPUBLIC OF
RU Federal Financial Markets Service of Russia Moscow RUSSIA
SE Finansinspektionen Stockholm SWEDEN
SG Monetary Authority of Singapore Singapore SINGAPORE
SI Securities Market Agency Ljubljana SLOVENIA
SK The National Bank of Slovakia Bratislava SLOVAK REPUBLIC
SV Superintendencia de Valores San Salvador EL SALVADOR
TH Securities and Exchange Commission Bangkok THAILAND
TN Conseil du marché financier Tunis TUNISIA
TR Capital Markets Board Ankara TURKEY
TT Trinidad and Tobago Securities and Exchange Commission Port of Spain TRINIDAD AND TOBAGO
TW Financial Supervisory Commission Taiwan CHINESE TAIPEI
TZ Capital Markets and Securities Authority Dar Es Salaam TANZANIA
UA Securities and Stock Market State Commission Kyiv UKRAINE
UG Capital Markets Authority Kampala UGANDA
US U.S. Securities and Exchange Commissio Washington, D.C. UNITED STATES OF AMERICA
US-AK Alaska Division of Banking, Securities & Corporations Juneau UNITED STATES OF AMERICA
US-AL Alabama Securities Commission Montgomery UNITED STATES OF AMERICA
US-AR Arkansas Securities Department Little Rock UNITED STATES OF AMERICA
US-AZ Arizona Corporation Commission, Securities Division Phoenix UNITED STATES OF AMERICA
US-CA California Securities Regulation Division Sacramento UNITED STATES OF AMERICA
US-CO Colorado Department of Regulatory Agencies (Division of Securities) Denver UNITED STATES OF AMERICA
US-CT State of Connecticut, Department of Banking, Division of Securities Hartford County UNITED STATES OF AMERICA
US-DC Department of Insurance, Securities and Banking (DISB) Washington, D.C. UNITED STATES OF AMERICA
US-DE Delaware, Department of Justice, Division of Securities Wilmington UNITED STATES OF AMERICA
US-FL Florida, Office of Financial Regulation, Division of Securities Tallahassee UNITED STATES OF AMERICA
US-GA Georgia Secretary of State, Securities Division Atlanta UNITED STATES OF AMERICA
US-HI Hawaii, Department of Commerce & Consumer Affairs, Securities Branch Honolulu UNITED STATES OF AMERICA
US-IA Iowa Insurance Division: Securities & Regulated Industries Bureau Des Moines UNITED STATES OF AMERICA
US-ID Idaho, Department of Finance, Securities Section Boise UNITED STATES OF AMERICA
US-IL Illinois Secretary of State, Securities Department Springfield UNITED STATES OF AMERICA
US-IN Indiana Secretary of State, Securities Division Indianapolis UNITED STATES OF AMERICA
US-KS Kansas, Office of the Securities Commissioner Topeka UNITED STATES OF AMERICA
US-KY Kentucky: Department of Financial Institutions (DFI) Frankfort UNITED STATES OF AMERICA
US-LA State of Louisiana, Office of Financial Institutions, Securities Division Metairie UNITED STATES OF AMERICA
US-MA Massachusetts Securities Division, Secretary of the Commonwealth Boston UNITED STATES OF AMERICA
US-MD Maryland Attorney General – Securities Division Baltimore UNITED STATES OF AMERICA
US-ME Department of Financial Regulation, Office of Securities, State of Maine Augusta UNITED STATES OF AMERICA
US-MI Office of Financial and Insurance Services, Division of Securities Lansing UNITED STATES OF AMERICA
US-MN Minnesota Department of Commerce, Division of Securities Saint Paul UNITED STATES OF AMERICA
US-MO Missouri, Secretary of State, Securities Division Jefferson City UNITED STATES OF AMERICA
US-MS Mississippi Secretary of State, Business Regulation & Enforcement Division Jackson UNITED STATES OF AMERICA
US-MT Montana State Auditor’s Office, Securities Department Helena UNITED STATES OF AMERICA
US-NC North Carolina Securities Division Raleigh UNITED STATES OF AMERICA
US-ND North Dakota Securities Department Bismarck UNITED STATES OF AMERICA
US-NE State of Nebraska: Department of Banking and Finance (NDBF), Bureau of Securities Lincoln UNITED STATES OF AMERICA
US-NH New Hampshire, Bureau of Securities Regulation, Department of State Concord UNITED STATES OF AMERICA
US-NJ New Jersey, Department of Law and Public Safety, Bureau of Securities Newark UNITED STATES OF AMERICA
US-NM New Mexico, Regulation & Licensing Dept, Securities Division Santa Fe UNITED STATES OF AMERICA
US-NV Nevada Securities Center Las Vegas UNITED STATES OF AMERICA
US-NY State of New York, Investor Protection and Securities Bureau New York UNITED STATES OF AMERICA
US-OH Ohio, Department of Commerce, Division of Securities Columbus UNITED STATES OF AMERICA
US-OK Oklahoma Securities Commission, Department of Securities Oklahoma City UNITED STATES OF AMERICA
US-OR Oregon, Division of Finance and Corporate Securities (DFCS) Salem UNITED STATES OF AMERICA
US-PA Pennsylvania Securities Commission, Eastgate Office Building Harrisburg UNITED STATES OF AMERICA
US-RI State of Rhode Island, Department of Business Regulation Providence UNITED STATES OF AMERICA
US-SC South Carolina Attorney General, Securities Division Columbia UNITED STATES OF AMERICA
US-SD South Dakota, Division of Securities Pierre UNITED STATES OF AMERICA
US-TN Tennessee, Department of Commerce & Insurance, Securities Division Nashville UNITED STATES OF AMERICA
US-TX Texas State Securities Board Austin UNITED STATES OF AMERICA
US-UT State of Utah Division of Securities Salt Lake City UNITED STATES OF AMERICA
US-VA Virginia Division of Securities and Retail Franchising Richmond UNITED STATES OF AMERICA
US-VT Department of Banking, Insurance, Securities & Health Care Administration (BISHCA) Montpelier UNITED STATES OF AMERICA
US-WA Washington State Department of Financial Institutions (DFI), Securities Division Olympia UNITED STATES OF AMERICA
US-WI State of Wisconsin Department of Financial Institutions (WDFI) Madison UNITED STATES OF AMERICA
US-WV West Virginia, Department of Financial Institutions, Division of Securities Charleston UNITED STATES OF AMERICA
US-WY Wyoming, Secretary of State, Securities Division Cheyenne UNITED STATES OF AMERICA
UY Banco Central del Uruguay Montevideo URUGUAY
UZ Center for Coordination and Control over Functioning of Securities Market Tashkent UZBEKISTAN, REPUBLIC OF
VE Comisión Nacional de Valores Caracas VENEZUELA
VG British Virgin Islands Financial Services Commission Tortola BRITISH VIRGIN ISLANDS
VN State Securities Commission Hanoi VIETNAM
ZA Financial Services Board Pretoria SOUTH AFRICA
ZM Securities and Exchange Commission Lusaka ZAMBIA

European Payments Council (EPC) RoadMap 2004-2010

EPC Roadmap 2004-2010

EPC Roadmap 2004-2010

sources :

http://www.europeanpaymentscouncil.eu/documents/SEPA%20Cardsframework_027_05_Version2%200.pdf

http://www.europeanpaymentscouncil.org/documents/Roadmap%20public%20version%204th%20April.pdf

Principes pour le Marché Secondaire – OICV (Organisation Internationale des Commissions de Valeurs)

Principes pour le Marché Secondaire – OICV (Organisation Internationale des Commissions de Valeurs)

Principe 25 : La mise en place de systèmes d’échange y compris d’échanges de titres devraient être sous la supervision et l’autorisation d’un régulateur.

Principe 26 : Il devrait y avoir une surveillance réglementaire des opérations d’échanges en cours sur le marché, ce qui devrait avoir pour but de s’assurer que l’intégrité des transactions est maintenue selon des règles justes et équitables qui créent un équilibre approprié entre les différentes demandes des marchés participants.

Principe 27 : Le règlement devrait promouvoir la transparence des échanges financiers.

Principe 28 : Le règlement devrait être conçu pour détecter et dissuader les techniques de manipulations et autres pratiques douteuses d’échanges.

Principe 29 : Le règlement devrait avoir pour objectif de s’assurer d’une bonne gestion du risque, des scandales financiers et des perturbations des marchés.

Principe 30 : Les systèmes de compensation et de règlement des opérations sur titres devrait être soumis à la surveillance réglementaire, et conçu pour faire en sorte qu’ils soient équitables, efficaces et efficients, et qu’ils réduisent le risque systémique.

Extract from the English version (official) :

Principles for the Secondary Market – IOSCO (International Organization of Securities Commissions)

Principle 25: The establishment of trading systems including securities exchanges should be subject to regulatory authorization and oversight.

Principle 26: There should be ongoing regulatory supervision of exchanges and trading systems, which should aim to ensure that the integrity of trading is maintained through fair and equitable rules that strike an appropriate balance between the demands of different market participants.

Principle 27: Regulation should promote transparency of trading.

Principle 28: Regulation should be designed to detect and deter manipulation and other unfair trading practices.

Principle 29: Regulation should aim to ensure the proper management of large exposures, default risk and market disruption.

Principle 30: Systems for clearing and settlement of securities transactions should be subject to regulatory oversight, and designed to ensure that they are fair, effective and efficient and that they reduce systemic risk.

Source : Objectives and Principles of Securities Regulation – OICV / IOSCO (International Organization of Securities Commissions), May 2003